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Investment Options

Investment Options Offering a wide-range of investment opportunities.

Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through First Allied.

Stocks

  • NYSE-listed stocks 
  • NASDAQ over-the counter 
  • All other major exchanges Foreign stocks 
  • Margin accounts 
  • Corporate finance 
  • 144 and other restricted securities sales 
  • Employee stock-option plans 

Cash Management

  • Daily sweep accounts 
  • Money markets 
  • Insured CDs 
  • Online account access 

Retirement Accounts

  • IRAs 
  • SEP/IRAs 
  • Roth IRAs 
  • Education IRAs 
  • Simple IRAs 
  • Defined contribution 
  • Money-purchase pension plan 
  • Profit-sharing plan 
  • 403(b) 
  • 401(k) 

Mutual Funds

  • Open-end funds 
  • Closed-end funds 
  • Dividend reinvestment 

Unit Investment Trusts

Asset Management

  • Independent manager search 
  • Performance monitoring and reporting 
  • Wrap-fee accounts 
  • Asset allocation 
  • Fee-in-lieu accounts 
  • Outside managed accounts 

Bonds

  • CMOs 
  • Convertible 
  • Corporate 
  • Municipal 
  • Zero coupon 

Government Securities

  • Ginnie Maes 
  • Treasury bills 
  • Treasury bonds 
  • Treasury notes 

Options

  • All major exchanges 

Insurance

  • Fixed annuities 
  • Variable annuities 
  • Term life 
  • Variable life 
  • Universal life 
  • Whole life 
  • Disability 
  • Long-term care 

Alternative Investments

  • REITs 
  • Equipment leasing 
  • Managed futures 
  • Equity-linked notes 
  • Oil & Gas Programs 
  • Tax Credit Programs 
  • Real Estate 
  • LLC’s 
  • Mortgage Funds 

And More . . .

Education and 529 plans 

For more information on any of the above investment products and services, please contact your representative